Publications Jan 31, 2023 Supreme Court: Grants Certiorari to Determine Whether Purchasing Shares in a Direct Listing Creates Standing Under the Securities Act (Securities Law Alert) Jan 30, 2023 Delaware Court of Chancery: Corporate Officers, Not Just Directors, Can Be Liable for Duty of Oversight Violations Jan 26, 2023 Revised HSR Act Thresholds and Increased Filing Fees Jan 23, 2023 Simpson Thacher Attorneys Author Article on Second Circuit Opinion Curtailing Title 18 Insider Trading Liability Jan 18, 2023 More Carrots—More Sticks? Changes to the DOJ Criminal Division’s Corporate Enforcement Policy Jan 18, 2023 2023 Global Cartel Forecast Jan 11, 2023 Global Merger Regulation: 10 Key Themes for 2022/2023 Jan 10, 2023 SEC Charges McDonald’s and Former CEO in Connection With Disclosures Surrounding CEO’s Separation Jan 09, 2023 Collapse of Infinity Q Funds: CCO, Investors, and Fund Reach Separate Settlements (Registered Funds Regulatory Update) Jan 09, 2023 RIA Prevails Against SEC in Court Over 12b-1 Fees (Registered Funds Regulatory Update) Jan 09, 2023 Jury Orders Hedge Fund Founder to Pay $8.2 Million for Overvaluation Missteps (Registered Funds Regulatory Update) Jan 09, 2023 SEC Extends Temporary Relief for Private Issuers of Fixed Income Securities (Registered Funds Regulatory Update) Jan 09, 2023 SEC Addresses Regulation S-ID Compliance Issues for Investment Advisers and Broker-Dealers (Registered Funds Regulatory Update) Jan 09, 2023 ICI President Weighs in on SEC Regulatory Agenda (Registered Funds Regulatory Update) Jan 09, 2023 DOL Issues Final Rule on ESG Investing and Proxy Voting (Registered Funds Regulatory Update) Jan 09, 2023 SEC Announces FY 2022 Enforcement Results and Trends (Registered Funds Regulatory Update) Jan 09, 2023 Investment Adviser Fined Over Principal Account Trades and Cross Trades (Registered Funds Regulatory Update) Jan 09, 2023 SEC Amends Rules Relating to Rule 10b5-1 Trading Plans and Imposes Additional Disclosure Requirements (Registered Funds Regulatory Update) Jan 09, 2023 SEC Adopts Amendments to Form N-PX Regarding Proxy-Voting Disclosures for Registered Funds and Institutional Investment Managers (Registered Funds Regulatory Update) Jan 09, 2023 SEC Updates Advertising Rules for Investment Companies and BDCs (Registered Funds Regulatory Update) ...21222324252627282930...