Based in the Firm’s Hong Kong office, Carol Chan is a member of the Capital Markets Practice. She represents issuers and underwriters in initial public offerings and various securities offerings in Hong Kong. She also provides mergers and acquisitions and securities law compliance advice for issuer clients.
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Work Highlights
- Underwriters in the Hong Kong dual primary listing of Kingsoft Cloud by way of introduction
- Antfin (Hong Kong) Holding Limited as part of a consortium to make mandatory general offer and take private of Clear Media Limited
- Underwriters in the Hong Kong secondary listing of Zai Lab and its follow-on offering
- Natural Food Holdings in its Hong Kong IPO and Regulation S offering
- Underwriters in the Hong Kong IPO and R144A/Regulation S offering by Babytree Group
- FIT Hon Teng Limited in its Hong Kong IPO and R144A/Regulation S offering
- Unis Technology Strategy Investment Limited in the subscription of shares and mandatory general offer of Sun East Technology (Holdings) Limited
- HTSC in its Hong Kong IPO and R144A/Regulation S offering
Education
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University of Hong Kong, 2009 LL.B.
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University of Hong Kong, 2007 B.B.A. (LAW)
Admissions
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England and Wales 2022
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Hong Kong 2012
Carol Chan is Counsel in the Firm’s Hong Kong office, where her practice focuses on capital markets. She advises clients in a wide variety of securities offerings, including initial public offerings, secondary and follow-on offerings and other transactions. Carol also provides mergers and acquisitions and securities law compliance advice for a number of issuer clients.
Among her representative matters, Carol has advised:
- Underwriters in the Hong Kong dual primary listing of Kingsoft Cloud by way of introduction
- Antfin (Hong Kong) Holding Limited as part of a consortium to make mandatory general offer and take private of Clear Media Limited
- Underwriters in the Hong Kong secondary listing of Zai Lab and its follow-on offering
- Natural Food Holdings in its Hong Kong IPO and Regulation S offering
- Underwriters in the Hong Kong IPO and R144A/Regulation S offering by Babytree Group
- FIT Hon Teng Limited in its Hong Kong IPO and R144A/Regulation S offering
- Unis Technology Strategy Investment Limited in the subscription of shares and mandatory general offer of Sun East Technology (Holdings) Limited
- HTSC in its Hong Kong IPO and R144A/Regulation S offering
Carol received her B.B.A. in Law and LL.B. from University of Hong Kong in 2007 and 2009 representatively. She was admitted to The High Court of the Hong Kong SAR in 2012. She is also a qualified solicitor in England and Wales. Carol is fluent in English, Mandarin and Cantonese.