Simpson Thacher Attorneys Author Article on Amended SEC Rules Relating to Rule 10b5-1 Trading Plans
02.09.23
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Partners Joshua Bonnie, Bill Brentani, Joseph Kaufman, Karen Hsu Kelley and Kelli Schultz and Associate Jieun Lim authored an article in Wolters Kluwer Insights titled, “SEC Amends Rules Relating to Rule 10b5-1 Trading Plans.” The article explores the SEC’s recently adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 and related new disclosure requirements aimed at addressing concerns about perceived abuse of the rule and to impose additional disclosure requirements on issuers. The article further detailed the new conditions introduced by the amendments, additional disclosure requirements and key takeaways and observations of the new changes.
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