Form ADV Amendments Effective October 1, 2017
As a reminder, beginning October 1, 2017, any investment adviser registering or reporting on Form ADV (including an exempt reporting adviser (“ERA”)) pursuant to the Investment Advisers Act of 1940, as amended (the “Advisers Act”) must use a revised version of Form ADV incorporating certain amendments to Form ADV (and its related instructions) adopted by the U.S. Securities and Exchange Commission (the “SEC”) on October 31, 2016 (the “Form ADV Amendments”). Investment advisers with a fiscal year ending on December 31st will be required to use the amended Form ADV for their annual amendment filing due before the end of the first quarter of 2018 (unless required to make an other-than-annual amendment filing prior to that date).