SEC Charges 34 Insiders, Shareholders and Public Companies with Delinquencies in Reporting Stock Holdings and Trades
In an unprecedented enforcement initiative, the Securities and Exchange Commission announced on September 10, 2014 that it charged a total of 34 officers, directors, major shareholders and public companies with violating federal securities laws by failing to timely file reports required by Sections 16(a), 13(d) and/or 13(g) of the Securities Exchange Act of 1934, as amended and the rules promulgated thereunder.