SEC Expands Probe into Rule 10b5-1 Plans – Firms Should Prepare to Show Compliance
03.01.13
This is only gets display when printing
Simpson Thacher corporate partners Bill Hinman and Daniel Webb published an article entitled "SEC Expands Probe into Rule 10b5-1 Plans – Firms Should Prepare to Show Compliance" in Thomson Reuters Westlaw: Business Law Currents. The SEC is reported to have expanded its probe into executive trading activity. Other regulators have launched their own investigations, and investor groups have joined the conversation. In this article, Mr. Hinman and Mr. Webb offer techniques that companies and executives should consider in order to demonstrate compliance with the requirements of rule 10b5-1.
To read the full article, please click here.