Meaghan Kelly, Michael Osnato and Allison Bernbach Author HFLR Article on Navigating SEC Exams From Notification to Completion
07.15.21
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Partners Meaghan Kelly and Michael Osnato and Senior Counsel Allison Bernbach authored an article published by Hedge Fund Law Report titled, “Practical Guide for Private Fund Managers Navigating SEC Exams in the Biden/Gensler Era (Part Two of Two).” The second article in a two-part series providing private fund managers with practical takeaways for navigating the SEC exams during the Biden/Gensler era, this section shares guidance for the period after notification of an exam, during the exam and after the exam, including responding to any deficiencies.
To read the article, please click here.