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Simpson Thacher Attorneys Author Article on SEC Proposals for Regulatory Actions and Rulemakings

08.23.21

Partner David Blass, Senior Counsel Allison Bernbach and Associates Manny Halberstam and William LeBas authored an article titled, “SEC’s spring 2021 regulatory agenda signals increased oversight for private funds and investment advisers,” which was published by Thomson Reuters Westlaw. The article analyzes and shares key takeaways from the SEC’s recently released Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions which provides a preview of the SEC’s proposals for short and long-term regulatory actions and rulemakings. The article further notes that several of the proposed rules may have either an indirect or direct effect on private funds and their portfolio company investments as well as such funds’ registered investment adviser sponsors.

To read the article, please click here.