News & Events

Simpson Thacher and ACA Group have launched The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers and compliance specialists. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy, exam and enforcement issues affecting funds and the asset management industry. The first episode features Marc P. Berger, Allison Scher Bernbach and Michael J. Osnato, Jr. from Simpson Thacher, and Robert Ingwer from ACA Group, who discuss the SEC’s priorities relating to private funds, including SEC Chair Gary Gensler’s recent speech at the ILPA Summit; emerging exam trends including document production, deficiency letters and MNPI concerns; and changes to the exam referral process over the last two years.

For more information and to listen or subscribe to the podcast, please click here.