David Blass to Speak on SIFMA Member Call
11.01.17
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Corporate Partner David Blass will speak on the SIFMA Member Call on November 2. The SIFMA Member Call will focus on the SEC’s recent announcement regarding measures to facilitate cross-border implementation of research provisions from the Markets in Financial Instruments Directive (MiFID II). David will review and discuss the three no-action letters released by the SEC and will help provide an impact assessment for both broker-dealers and asset managers.
For more information regarding the SEC letters, please click here.