Rajib Chanda Speaks at the 2017 IAA Investment Adviser Compliance Conference
03.02.17
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Corporate Partner Rajib Chanda spoke at the 2017 Investment Adviser Compliance Conference on March 2-3. Rajib moderated the panel, “Preparing Compliant Advertising and Marketing Materials (Including GIPS).” The panel discussed SEC advertising rules for investment advisers and how to keep adequate records to document advertisements, review, and retention.
This IAA conference provides the most current information available on the changing regulatory landscape and provides a background on maintaining a successful compliance program. Speakers include SEC staff, investment adviser industry professionals and legal experts.