Tom Wuchenich Speaks at ACA Compliance Group’s Fall 2015 Compliance Conference
10.30.15
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Corporate Partner Tom Wuchenich participated on a panel at the ACA Compliance Group’s Fall 2015 Compliance Conference on October 28 in Scottsdale, Arizona. The panel, “Current SEC Examination Priorities,” highlighted the areas examiners are particularly interested in and why, including cybersecurity, fees and expenses, conflicts of interest, and marketing and performance.