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Rajib Chanda Quoted in Ignites Regarding SEC Examination of New Alts Firms
05.12.15
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Corporate Partner Rajib Chanda was quoted in Ignites, a Financial Times news service, in an article discussing an SEC initiative to examine fund shops that have yet to be inspected, most of them in the alternatives investment space. The exams will focus on complexes launched in recent years in high-risk areas including compliance programs and annual investment advisory contract reviews. Rajib notes that the initiative, assuming the examinations are not adversarial in nature, could help the SEC better understand advisers and give advisers a clearer idea of the SEC’s expectations.