Francis C. Marinelli to Speak at PLI’s "Understanding the Securities Laws 2011" Program
05.31.11
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Simpson Thacher senior counsel Francis C. Marinelli will speak at Practising Law Institute’s “Understanding the Securities Laws 2011” program on July 29, 2011 in New York. Mr. Marinelli will speak on a panel entitled “'Insiders' and 'Affiliates' – Section 16, Resales and Other Securities Laws,” which will focus on Section 16 reporting and liability – short-swing profit rules; Schedules 13D, 13G and 13F; tracking related party transactions; implications of delinquent filings and minimizing their impact; resale limitations and affiliate and control securities under Rule 144; and planned sales under 10b5-1 plans.
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