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Yafit Cohn Presents at the New York State Bar Association's Securities Regulation Committee Meeting: Recent SEC Enforcement Action for Failure to File 8-Ks

11.19.14

On November 19, Corporate Associate Yafit Cohn presented at a meeting of the New York State Bar Association's Securities Regulation Committee. Yafit discussed a recent SEC enforcement action against ten companies for their failure to file Forms 8-K to disclose the unregistered sales of equity securities and financing agreements, as well as the implications of the SEC’s charges.