News & Events

Marc Berger, Global Co-Head of the Firm’s Government and Internal Investigations Practice, and Corporate Partner David Blass will speak at SIFMA’s Compliance and Legal (“C&L”) Annual Seminar 2024 held from March 17-20 in Orlando, Florida. On March 18, Marc will participate on a panel titled, “Key Emerging Issues in Private Client Enforcement,” which will discuss obligations of key compliance personnel, recent regulatory and enforcement developments relating to electronic communications, and the SEC’s recent increase in enforcement relating to the whistleblower protection rule, among other topics. On March 20, David will participate on a panel titled, “Marketing and Advertising Compliance: Keeping up with Innovations and Strategies for the Future,” which will discuss AI considerations and recent trends in the regulatory space and on social media, including the impact of influencers.

SIFMA’s C&L Annual Seminar gathers compliance and legal professionals from across the financial services industry. For more information on the conference, please click here.