Publications Oct 31, 2019 Peter Thomas, Abram Ellis, George Wang and Mick Tuesley Author Law360 Article on Proposed CFIUS Regulations Oct 28, 2019 CFIUS Reform Update: Industry Groups and Investors Comment on Proposed FIRRMA Regulations Oct 22, 2019 Federal Reserve Finalizes Rules to Tailor Enhanced Prudential Standards for U.S. and Foreign Banking Organizations Oct 21, 2019 SEC Issues Staff Legal Bulletin No. 14K Providing New Guidance Regarding Shareholder Proposals Submitted Under Rule 14a-8 Oct 17, 2019 California Consumer Privacy Act Ready to Take Effect Oct 17, 2019 U.S. Sanctions Turkish Ministries and Officials in Response to Syria Offensive Oct 15, 2019 Registered Funds Alert, October 2019 Oct 15, 2019 Key Themes From Comments on SEC Proposals Regarding Securities Offering Reforms for Business Development Companies and Closed-End Investment Companies Oct 15, 2019 Lyfting Our Spirits: The SEC’s Reengagement With Section 3(b)(2) of the 1940 Act May Provide an Avenue for Non-Investment Companies to Obtain Clarity About Investment Company Act Status and Reduce Compliance Costs Oct 15, 2019 Our Comment Letter on Ways to Expand Investor Access to Private Company Investments Through Registered Funds Oct 14, 2019 Notable Transactions: Q2 & Q3 2019 Oct 10, 2019 Corporate Litigation: Judicial Scrutiny of Mootness Fees in Merger Litigation Oct 10, 2019 Regulatory and Enforcement Alert: SEC Enforcement Action Highlights Public Company Disclosure and Accrual Obligations Relating to Ongoing Government Investigations Oct 03, 2019 Getting the Deal Through: Market Intelligence – Initial Public Offerings 2020 Sep 30, 2019 Second Circuit: Creates a Circuit Split by Holding That Section 47(b) of the Investment Company Act Provides a Private Right of Action Sep 30, 2019 Third Circuit: SLUSA Does Not Preclude Opt-Out Actions That Were Never Actually Combined With a “Covered Class Action” Sep 30, 2019 Fifth Circuit: Defendants’ Alleged Awareness of Excess Inventory Levels Was Insufficient to Raise a Strong Inference of Scienter Concerning a Significant Markdown Risk Sep 30, 2019 Eleventh Circuit: (1) The Puffery Defense Applies in the Securities Fraud Context, and (2) Statements Conveying Future Plans Are Entitled to Safe Harbor Protection Even If They “Implicitly Communicate Information About the Present” Sep 30, 2019 Delaware Chancery Court: The Entire Fairness Standard of Review Applies to Compensation Awards to Controlling Stockholders That Were Not Conditioned on MFW’s Procedural Protections Sep 30, 2019 Delaware Chancery Court: (1) There Is No Violation of Caremark’s First Prong If a Board-Level Reporting System Exists, and (2) A Class Action Settlement Does Not, Standing Alone, Constitute a Red Flag Under Caremark’s Second Prong ...81828384858687888990...