Nick Goldin, Mike Osnato, Allison Bernbach and Manny Halberstam Author Law360 Article on OCIE’s Recent Cybersecurity and Operational Resiliency Examination Observations
02.03.20
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Partners Nick Goldin and Mike Osnato, Senior Counsel Allison Bernbach and Associate Manny Halberstam authored an article titled, “SEC Highlights Operational Resiliency In Cyber Exam Results,” which was published by Law360. The article highlighted how the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) recently issued examination observations related to cybersecurity and operational resiliency practices taken by securities market participants, drawing on thousands of examinations of investment advisers, broker-dealers and other market participants. The article also noted that in sharing these observations from its exams, OCIE encourages securities market participants to review their practices, policies and procedures for cybersecurity and operational resiliency.
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