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Atria Wealth Solutions, a wealth management solutions holding company that serves financial advisors and institutions and has more than $50 billion in assets under administration
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NEXT Financial Group, Inc., an independent broker-dealer that serves financial advisors and their clients and has approximately $13 billion in assets under administration
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Acquisition
(terms not disclosed)
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Beacon Investment Advisory Solutions Services, Inc., a wealth management firm with approximately $2.2 billion in assets under administration
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Tirschwell & Loewy, Inc., an independent RIA with approximately $750 million in AUM
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Acquisition
(terms not disclosed)
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Blackstone Alternative Asset Management (“BAAM”) Strategic Capital Group affiliated funds, BAAM is an alternative asset management and financial services firm with approximately $78 billion in AUM
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GI Partners, a private middle-market alternative asset manager that has raised more than $17 billion in capital from institutional investors
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Acquisition of minority interest
(terms not disclosed)
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Brookfield Asset Management Inc., an asset manager with more than $350 billion in AUM
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Oaktree Capital Group, LLC, an investment manager with $120 billion in AUM as of December 31, 2018
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Acquisition through purchase of all outstanding Class A units for either $49.00 cash or 1.0770 Class A shares of Brookfield per unit, at the option of the Oaktree Class A unitholders, for a premium of 12.4% per unit based on the closing price of Brookfield shares and Oaktree units on March 12, 2019. Unitholders of Oaktree Capital Group Holdings, L.P. (“OCGH”), which holds all of Oaktree’s Class B units, will sell 20% of their units to Brookfield for the same consideration as the Class A holders. Upon consummation Brookfield will hold approximately 62% of the outstanding units of Oaktree and, pursuant to the liquidity schedule, Brookfield could own 100% of Oaktree as early as 2029. The transaction also provides for a $225 million termination fee under certain special circumstances.
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Calamos Investments, a global investment management firm headquartered in Chicago with approximately $20 billion in AUM
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Timpani Capital Management LLC, a boutique investment manager focused on small- and mid-cap growth investing and with more than $300 million in AUM
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Acquisition
(terms not disclosed)
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Carillon Tower Advisors, Inc., an asset-management firm that serves institutional clients and had $64.6 billion in assets under management and advisement as of January 31, 2019
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ClariVest Asset Management LLC, an asset-management company and hedge fund sponsor that has $7.3 billion in assets under management and advisement as of January 31, 2019
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Acquisition through affiliate that will increase its existing 45% stake to 100%
(terms not disclosed)
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Citizens Financial Group, a bank with $158.6 billion in assets as of September 30, 2018
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Clarfeld Financial Advisors, LLC, a wealth management and financial advisory firm specializing in HNW and UHNW clients and having approximately $6.6 billion in AUM and $900 million in assets under administration
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Acquisition
(terms not disclosed)
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Goldman Sachs Asset Management, an asset manager with more than $200 billion in assets under management as of September 30, 2018
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Aptitude Investment Management, an investment firm specializing in hedge fund services for large institutions that manages approximately $3.5 billion in discretionary assets
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Acquisition
(terms not disclosed)
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Kudu Investment Management, LLC, a registered investment adviser that specializes in minority equity investments
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Versus Capital Advisors, LLC, a real assets investment manager that manages approximately $4 billion for investors
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Acquisition of minority interest
(terms not disclosed)
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Medalist Partners, LP, an alternative investment manager with approximately $2.25 billion in AUM
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JPM Credit Advisors, an investment manager with expertise in managing CLOs
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Acquisition of majority interest
(terms not disclosed)
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Mercer Global Advisors Inc., a RIA with approximately $15 billion in AUM
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Arbor Asset Management, LLC, a wealth management firm with $350 million in AUM
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Acquisition
(terms not disclosed)
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Resolute Investment Managers, Inc., (“Resolute”) a multi-affiliate asset management platform with $71.2 billion in AUM as of September 30, 2018
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SSI Investment Management, an institutional investment manager that specializes in risk-mitigation strategies for institutional and HNW investors and had $1.9 billion in AUM as of September 30, 2018
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Acquisition of a majority interest
(terms not disclosed)
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Shelton Capital Management, an asset manager with more than $1.85 billion in assets under management as of December 31, 2018
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Cedar Ridge Partners, LLC, a private RIA offering alternative investment products
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Acquisition
(terms not disclosed)
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The Mather Group, a fee-only wealth management firm that has more than $7 billion in assets under advisement
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Astraeus Advisers, a multifamily office with more than $1 billion in AUM
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Acquisition
(terms not disclosed)
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