News & Events

Marc Berger, Global Co-Head of the Firm’s Government and Internal Investigations Practice, and Corporate Partner David Blass will speak at SIFMA’s Compliance and Legal (“C&L”) Annual Seminar 2023 held from March 12-15 in San Diego, California. On March 13, Marc will participate on a panel titled, “Private Client Enforcement Developments,” which will discuss hot topics in the enforcement space, including ESG-related issues, cyber and information security, as well as considerations when representing clients before the SEC. On March 14, David will participate on a panel titled, “SEC Marketing Rule: Adapting to the New Normal,” which will discuss challenges and lessons learned from the implementation of the rules; post adoption feedback from both advisors and clients; and whether the experience for private funds differed from retail registered investment advisers, among other topics.

SIFMA’s C&L Annual Seminar gathers compliance and legal professionals from across the financial services industry. For more information on the conference, please click here.